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Control of Oral Biofilm Formation by an Antimicrobial Decapeptide
K.-P. Leung1,*,
T.D. Crowe1,
J.J. Abercrombie1,
C.M. Molina1,
C.J. Bradshaw1,
C.L. Jensen1,
Q. Luo2 and
G.A. Thompson2
1 Microbiology Branch and
2 Biomaterials Branch, US Army Dental and Trauma Research Detachment, Walter Reed Army Institute of Research, 310B, B Street, Building 1H, Great Lakes, IL 60088, USA
Correspondence: * Corresponding author, kai.leung{at}us.army.mil
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ABSTRACT
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Oral biofilms are mixed-species microbial communities, and their uncontrolled outgrowth can express as oral diseases. Antimicrobial peptides represent alternative classes of antimicrobials that exhibit selectivity for prokaryotes. We wanted to test the effect of a synthetic decapeptide antimicrobial, KSL, on the development of oral biofilms formed by isolated human salivary bacteria. We used differential interference contrast microscopy, coupled with a dual-flow cell system, to determine the effect of KSL on oral biofilm development. We used reductions of viable counts and confocal microscopy to assess the bactericidal activity of KSL on mature oral biofilms. KSL effectively blocked biofilm development. A significant effect on the viability of mature biofilms was observed when KSL was used in the presence of a surface-active agent, or after biofilms were mechanically disrupted. This study shows that KSL may be a useful adjunct for conventional oral hygiene to prevent plaque-mediated dental diseases.
Key Words: oral biofilms salivary bacteria antimicrobial peptide dual-flow cell surface-active agent
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INTRODUCTION
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Human oral biofilms are complex three-dimensional structures consisting of diverse and multispecies microbial communities formed on colonizable surfaces (Kolenbrander and London, 1993; Marsh and Bradshaw, 1995; Foster et al., 2004; Kolenbrander and Palmer, 2004). Aside from the substratas physical and chemical surface properties, which have a significant impact on bacterial accumulation (Quirynen et al., 2000), the formation of oral biofilms involves a series of events. This includes the initial formation of a conditioning saliva-derived film (the acquired salivary pellicle) on colonizable surfaces, the attachment of primary colonizers to host-derived receptor molecules present in the acquired pellicle, the subsequent interactions of secondary colonizers with the attached early colonizers, followed by the proliferation of the adhered bacteria (colonization), and the development of mature microbial communities (Kolenbrander and London, 1993; Marsh and Bradshaw, 1995; Quirynen et al., 2000). Uncontrolled growth of certain resident microbes in these communities may contribute to the development of oral diseases (Loesche, 1999).
Antimicrobial peptides show a broad range of antibacterial activity and could play a role in protection against infections (Raj and Dentino, 2002; Zasloff, 2002; Koczulla and Bals, 2003; Finlay and Hancock, 2004). For example, epithelial-derived antimicrobial peptides like human β-defensin-3 could protect the host from infection caused by periodontal pathogens (Bissell et al., 2004). We previously demonstrated (Concannon et al., 2003) that an -helical antimicrobial decapeptide, KSL, possesses a broad range of microbicidal activity, and effectively kills selected strains of oral pathogens, including mutans streptococci. However, its ability to control oral biofilm formation and destruct intact oral biofilms has not been determined.
In this study, we adopted the use of saliva-coated hydroxyapatite (HA) and germanium (Ge) (Herles et al., 1994) disks as growing surfaces for oral biofilms formed by salivary bacteria. We used a dual-flow cell system, consisting of 2 individual flow chambers, to test the effect of our antimicrobial decapeptide, as compared with controls, in influencing biofilm formation, and against developed biofilms.
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MATERIALS & METHODS
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Synthesis of the Antimicrobial Decapaptide, KSL
KSL (KKVVFKVKFK-NH2) was synthesized by standard solid-phase procedures, with 9-fluorenylmethoxycarbonyl (Fmoc) chemistry, on an automatic peptide synthesizer (Model 90, Advanced ChemTech, Louisville, KY, USA), and its purity was determined as previously described (Concannon et al., 2003).
Buffers and Media
An artificial saliva buffer was prepared as previously described (Shellis, 1978). A saliva-based medium (Williams, 1999) was used for the in vitro plaque assay system.
Collection of Saliva and Isolation of Salivary Bacteria
The procedures for collecting human saliva and isolating salivary bacteria have been previously described (Concannon et al., 2003). The study was approved by the Institutional Review Board of the Walter Reed Army Institute of Research, and informed consent was obtained from all volunteers.
Dual-flow Cell System
The dual-flow cell system used in this study was modified from the chemostat flow cells of Herles et al.(1994) and constructed according to our design and specifications by BioSurface Technologies (Bozeman, MT, USA) (Fig. 1 ). The flow cell consisted of 2 compartments, each containing a polycarbonate flow chamber with 3 recesses to hold the Ge disks (10 mm in diameter and 1.8 mm in thickness) upon which biofilms were formed. Ge disks provided reflective surfaces that allowed us to visualize unstained biofilms using differential interference contrast (DIC) microscopy.

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Figure 1. Schematic diagram of the dual-flow cell model. (A) The flow system. Arrowheads indicate the direction of the flow. The system is connected by 14-gauge Masterflex tubing (Cole-Palmer, Vernon Hills, IL, USA). For pulsed treatment of biofilms with KSL, a syringe pump (KD Scientific, Holliston, MA, USA) with 2 injectable syringes containing respective treatment and control solutions was directly connected to each of the flow chambers through a three-way valve. (B) The dual-flow cell. The flow cell consists of 2 parallel flow chambers, each of which contains 3 recesses for holding Ge disks. The inner diameter and depth of each recess are 10.25 mm and 2.0 mm, respectively. Holes with a diameter of 2.0 mm for flow inlets and outlets are drilled in each end of the flow chamber. The flow chambers are contained on one side by the polycarbonate bottom plate, and on the other side by an aluminum cover plate containing 2 parallel 60 mm x 24 mm no. 2 cover glasses. (C) Cross-section of the flow chamber, showing the dimensions of the flow channel (0.4 mm deep, 13 mm wide, and 25 mm long).
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To form biofilms, we conditioned Ge disks (Mindrum, Rancho Cucamonga, CA, USA) in the dual-flow cell for 1 hr with sterile 50% human whole saliva. Isolated salivary bacteria, adjusted to approximately 1.0 x 107 cells/mL in 50% saliva (total, 1.5 mL), were injected into the flow chambers. After 2 hrs of initial adherence of bacteria onto disk surfaces, the flow of culture medium (20% Todd-Hewitt broth) was started at a rate of 0.2 mL/min (Foster et al., 2004). The flow rate used generated a shear rate of approximately 9.65 s–1 on the substrate surface, compatible with the fluid flow reported in the oral cavity (Bakker et al., 2003).
To evaluate the effects of KSL in controlling the development and maturation of oral biofilms, we continuously perfused surface-adhered cells (after initial colonization) with KSL-free or KSL-containing media (KSL at 10 or 50 µg/mL). Alternatively, biofilms at different stages of maturation (i.e., 4 or 6 hrs after inoculation) were pulse-treated, by means of an injection pump, at 0.2 mL/min with 50 µg/mL KSL in 20% Todd-Hewitt broth or with control medium for 30 min at two-hour intervals. Direct comparison of the effects of antimicrobials on the growth of biofilms between treated and untreated cells was made in real time by DIC microscopy.
Bactericidal Activities of KSL against Oral Biofilms
In conjunction with the dual-flow cell system, we used a modification of an in vitro plaque model of biofilm formation (Guggenheim et al., 2001) to determine the effects of tested antimicrobials and other agents on developed oral biofilms (see APPENDIX for details). HA disks (Clarkson, South Williamsport, PA, USA) were used as substrates for salivary bacteria to form biofilms.
To determine the inhibitory activity of KSL on developed oral biofilms, we transferred disks containing 45-hour-old biofilms to wells containing aqueous KSL (200 µg/mL; 1 mL/well). Following 30 min of exposure at 37°C, disks were rinsed 3 times with 1 mL of saline and transferred to sterile 15-mL polypropylene tubes containing 1 mL PBS. Biofilm cells adherent to surfaces (after treatment) were recovered by sonication for 2 min at 5 Watts with a Microson ultrasonic cell disrupter equipped with a cup horn (Misonix Inc., Farmingdale, NY, USA). Settings, including the time interval used in the sonication, were pre-determined empirically to yield maximal recovery of adherent biofilm cells.
We assessed the effect of KSL on disrupted biofilms by recovering biofilm cells from HA disks (45-hour-old biofilms) through sonication as described above. The detached biofilm cells (in sterile dH2O) were mixed with an equal volume of aqueous KSL to obtain a final peptide concentration of 200 µg/mL, and the reaction mixtures were incubated at 37°C for 30 min. We terminated the interactions of KSL and suspended biofilm cells by washing them in PBS.
To determine the effect of the surface-active agent (benzalkonium chloride; Sigma, St. Louis, MO, USA) in promoting the killing of intact biofilms by KSL, we treated 66-hour-old oral biofilms with KSL (200 µg/mL), benzalkonium chloride (0.001%), or a combination of the two agents, followed by viable counts determinations and confocal laser scanning microscopy of treated samples. The benzalkonium chloride dosages were pre-determined empirically for the selection of concentrations of the agent exhibiting minimal bactericidal activity.
We determined viable counts of biofilm cells derived from treated disks or disrupted biofilms by spiral plating serially diluted samples onto blood agar plates. Distilled water or 0.12% aqueous chlorhexidine digluconate (Sigma) was used as the negative or positive control, respectively. The 45-hour-old biofilms were exposed to chlorhexidine for 1 min, and to water for 30 min at 37°C.
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RESULTS
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Interactions of KSL with Oral Biofilms Formed in a Dual-flow Cell
To determine whether KSL has anti-biofilm activity, we examined the effects of various concentrations of KSL on oral biofilm development. Using DIC microscopy, we observed the adherence of salivary bacteria to the saliva-conditioned Ge surface in the flow chambers 2 hrs after the inoculation of the flow cell (Figs. 2Aa, 2Ad, 2Ba, 2Bc ). After the attachment of bacteria to the surface, the flow chambers were perfused continuously with culture medium with or without KSL. In the flow chamber perfused with medium lacking KSL, microcolonies were formed 5 hrs after the inoculation (Figs. 2Ab ) and continued to develop into film-like structures after 8 hrs (Fig. 2Ac ). In contrast, KSL at 50 µg/mL disrupted biofilm development. Bacteria remained attached, but failed to form microcolonies and film-like structure (Figs. 2Ad–2Af ). Further, KSL at 10 µg/mL was partially effective in inhibiting biofilm formation. Microcolonies formed 8 hrs after inoculation (Figs. 2Bc–2Bd ), whereas the untreated adhered salivary bacteria formed a film-like structure (Figs. 2Ba, 2Bb ).

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Figure 2. Effect of KSL on oral biofilm development in a dual-flow cell, as revealed by DIC microscopy. (A) The continuous perfusion of a biofilm flow cell with KSL-containing (50 µg/mL) medium prevents biofilm formation. Images of untreated biofilm cells (a-c, negative control), showing the development of biofilms from salivary bacteria adhered to saliva-conditioned Ge surfaces in the flow chamber perfused with KSL-free medium. Images of KSL (50 µg/mL)-treated biofilm cells (d-f). Side-by-side images of treated vs. untreated cells were obtained at intervals of 2 hrs (a,d), 5 hrs (b,e), and 8 hrs (c,f) following inoculation of the parallel chambers of the dual-flow cell. (B) Perfusion of the chamber with a lower concentration of KSL-containing medium (10 µg/mL) was less effective in preventing biofilm formation. Untreated (a,b) and treated (c,d). Images were obtained at intervals of 2 hrs (a,c) and 8 hrs (b,d) following inoculation. Results represent 1 of the 3 experiments. Magnification, 200X. Bars represent 50 µm.
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While continuous perfusion of medium containing KSL to the flow chambers prevented the attached salivary bacteria from differentiating into biofilms on conditioned Ge surfaces, we were also interested in determining whether KSL could disrupt the development process by pulsed treatment of biofilm cells at different time points after inoculation. As shown in Fig. 3A (a-c), pulsed treatment (30 min at 0.2 mL/min for every two-hour interval) of biofilm cells 4 hrs after inoculation with KSL-free medium did not prevent attached salivary bacteria from developing into biofilms. In contrast, pulsed treatment of biofilm cells 4 hrs after inoculation with KSL-containing medium (50 µg/mL) inhibited biofilm formation (Figs. 3Ad–3Af ). However, as compared with the controls (Figs. 3Ba–3Bc ), pulsed treatment of biofilms 6 hrs after inoculation with KSL-containing medium failed to inhibit or alter the development of biofilm structures (Figs. 3Bd–3Bf ).

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Figure 3. DIC images of oral biofilm cells on Ge surfaces pulse-treated with KSL-free (a-c) and KSL-containing (50 µg/mL) medium (d-f). Pulsed treatment (30 min at 0.2 mL/min at two-hour intervals) initiated 4 hrs (A) or 6 hrs (B) after inoculation. Growth of biofilms was greatly inhibited in the flow chamber pulse-treated with KSL 4 hrs, but not 6 hrs, after inoculation. Images of treated vs. untreated biofilm cells were obtained at intervals of 2 hrs (a,d), 6 hrs (b,e), and 10 hrs (c,f) after inoculation of salivary bacteria into the parallel chambers of the dual-flow cell. The data represent the results of 1 of the 3 separate experiments. Magnification, 200X. Bars represent 50 µm.
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Interactions of KSL with Intact and Disrupted Oral Biofilms
Our flow-cell experiments showed that mature oral biofilms were less susceptible to KSL. In contrast, exposure of adherent salivary bacteria or biofilm cells to KSL at earlier stages of development inhibited their further development into mature growing biofilms. In this context, we were interested in determining, using the in vitro plaque assay, whether the organized structure of developed oral biofilms contributed to the resistance of mature oral biofilms to KSL. There was a small reduction of viable counts (p < 0.05) when intact 45-hour-old oral biofilms formed on saliva-conditioned HA disks were exposed to KSL (Fig. 4A ). A larger reduction of viable counts was observed with intact biofilms treated with 0.12% chlorhexidine. When these biofilms were mechanically disrupted by sonication before KSL treatment, there was a much greater (1.8 log) reduction of viability of KSL-treated cells as compared with dH2O-treated control cells. There was likewise a significant reduction of viability in disrupted biofilms as compared with intact biofilms treated with the same concentration of KSL.


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Figure 4. Interactions of KSL with oral biofilms. (A) Effect of KSL on intact vs. disrupted 45-hour biofilms formed on saliva-coated HA disks by salivary bacteria, analyzed by the in vitro plaque assay. A Mann-Whitney test was used for comparison of log reductions in CFU between the experimental groups (KSL-treated intact or disrupted biofilms) and the control groups (dH2O-treated intact or disrupted biofilms). The single asterisk represents a statistically significant difference between KSL- and dH O-treated intact biofilms (p < 0.05). Likewise, double asterisks represent a statistically significant difference between KSL- and dH2O-treated disrupted biofilms (p < 0.01). While KSL caused slight reductions in CFU of treated, intact biofilms, chlorhexidine (CHX) caused more reduction in viability of intact biofilms. (B) Effect of benzalkonium chloride in promoting the bactericidal activity of KSL against 66-hour-old intact oral biofilms formed on saliva-coated HA disks in the in vitro plaque system. We used a Kruskal-Wallis test to compare log reductions in CFU among various treatment groups, including the control group (dH2O-treated). The single asterisk represents a statistically significant difference between the combined treatment of KSL and benzalkonium chloride (Bzl) and dH2O (p < 0.001)-, KSL (p < 0.01)-, or Bzl (p < 0.01)-treated intact biofilms. Double asterisks represent a statistically significant difference between CHX- and dH2O (p < 0.001)- or Bzl (p < 0.05)-treated intact biofilms. While KSL or Bzl alone, as compared with the dH2O-treated group, caused no significant reductions in the viability of intact biofilms, the combined use of KSL and Bzl had a significant effect on the viability (over one log reduction of viable counts) of these 66-hour-old oral biofilms. No significant difference in viability counts was observed between CHX-treated vs. the combined use of KSL and Bzl. For (A) and (B), the data represent the determinations of 1 of 3 separate experiments, each performed in quadruplicate. Bars represent standard deviations. (C) Confocal images of control and treated biofilms grown on saliva-coated HA surfaces. We used the Live/Dead BacLightTM Viability kit (Molecular Probes, Eugene, OR, USA) to assess the viability of biofilm cells exposed to different treatments. A BacLight assay solution was prepared as described by the manufacturer, and the specimens were stained in the dark at room temperature for 15 min. After being washed 3x with water, samples were observed with an Axioplan light microscope fitted with an Ar-Kr laser (Zeiss LSM 510 Meta, Thornwood, NY, USA) and water immersion (long working distance) objectives. An excitation wavelength of 488 nm was used, and the fluorescence light emitted was collected by 2 separate emission filters, 500-530 nm (SYTO 9, live), and 650–710 nm (propidium iodide, dead). As compared with the control (1a,1b), which showed mostly green-staining biofilm cells (indicating live), CHX (2a,2b) or combined use of KSL and Bzl (5a,5b) significantly reduced the viability of biofilm cells, indicated by the presence of mostly red-staining biofilm cells (indicating dead). KSL (3a,3b) or Bzl (4a,4b) alone, at indicated concentrations, had less impact on the viability of biofilm cells. Panels 1a-5a represent horizontal (xy) sections through biofilms, whereas panels 1b-5b are sagittal (xz) images of biofilms (indicated by the line on the horizontal xy sections) treated with different agents. Bars represent 50 µm.
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Interactions of KSL with Intact Oral Biofilms in the Presence of a Surface-active Agent
Since the organized structure of biofilms might influence biofilm susceptibility to antimicrobials, we were interested in determining, using the in vitro plaque assay, the effect of a surface-active agent, benzalkonium chloride, in promoting the killing of biofilm cells by KSL. As compared with water treatment, KSL, in the presence of benzalkonium chloride (0.001%), significantly reduced the viability (over one log reduction) of 66-hour-old oral biofilms to an extent similar to that caused by chlorhexidine (Fig. 4B ). KSL (200 µg/mL) or benzalkonium chloride (0.001%) alone had less effect on the viability of these biofilms. These results were confirmed by live/dead staining of treated samples as revealed by confocal microscopy (Fig. 4C ).
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DISCUSSION
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The use of a dual-flow cell containing removable colonizable surfaces, together with isolated salivary bacteria, provides an alternative method for the examination of the effects of antimicrobials on oral biofilm formation. The use of human salivary bacteria as the plaque seeds is particularly relevant, since these bacteria are derived from biofilms formed on hard and soft tissues in the oral cavity (Helmerhorst et al., 1999). The system allows for the nondestructive, direct comparison of biofilm development between the treated and negative control groups.
In this test system, KSL markedly prevented biofilm development as compared with the control. We reasoned that the observed inhibition was probably due to the antimicrobial activity of KSL. We have shown that KSL exerts its antimicrobial activity by destabilizing target bacterial membranes (Concannon et al., 2003). In contrast, exposing established oral biofilms (45-hour-old biofilms) to KSL did not disrupt their structure or cause any large reductions of viability of biofilm cells. The results indicate that, once developed, biofilms were more resistant to KSL. Interestingly, similar properties were observed with lactoferrin, a native antimicrobial component that is abundantly present in surface secretions. Continuous perfusion of lactoferrin at sub-inhibitory concentrations prevented biofilm development by Pseudomonas aeruginosa. However, lactoferrin, like KSL, failed to alter the structure of mature biofilms (Singh et al., 2002).
Several factors influence biofilm susceptibility to antimicrobials (Gilbert et al., 1997; Campanac et al., 2002; Stewart et al., 2004). We hypothesized that the reduced susceptibility of developed oral biofilms to KSL could be due to retarded diffusion or exclusion of our antimicrobial, imposed by the three-dimensional biofilm structures and/or the presence of exopolymeric substances. To test this, we disrupted the oral biofilms grown on saliva-coated HA surfaces formed by salivary bacteria, and determined the susceptibility of these disrupted biofilm cells to KSL as compared with intact biofilms. We reasoned that the disruption of the biofilm structure would improve the accessibility of the targeted biofilm cells to our antimicrobial agent. Indeed, the disruption procedure greatly enhanced the susceptibility of biofilm cells from disrupted as compared with intact oral biofilms, suggesting that the organized structure of biofilms might play a role in influencing the susceptibility of intact biofilms to antimicrobials. However, we are uncertain whether the reduced susceptibility observed with intact biofilms is also attributable to the exopolymers that might be associated with the biofilm cells. Further, sub-bactericidal concentrations of benzalkonium chloride, a known cationic surface-active agent (Baker et al., 1978), significantly promoted biofilm susceptibility to KSL. Though we are not clear about the underlying mechanisms, one possible explanation is that the presence of sub-inhibitory concentrations of benzalkonium chloride might facilitate the accessibility of biofilm cells residing in intact oral biofilms to KSL by influencing biofilm structures. Alternatively, the cationic agent benzalkonium chloride could provide a synergistic effect on the bactericidal activity of KSL in killing salivary bacteria.
In conclusion, the findings that KSL prevented the development of oral biofilms raise the possibility that KSL could be a valuable adjunct to toothpastes for preventing plaque-mediated dental diseases. This is particularly relevant since KSL was effective in killing disrupted oral biofilm cells. This disruption could be generated by mechanical brushing and/or flossing during oral hygiene procedures.
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ACKNOWLEDGMENTS
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This work was supported by the US Army Medical Research and Materiel Command. The views expressed in this article are those of the authors and do not reflect the official policy or position of the Department of the Army, the Department of Defense, or the US Government.
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FOOTNOTES
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A supplemental appendix to this article is published electronically only at http://www.dentalresearch.org.
Received for publication January 4, 2005.
Revision received July 1, 2005.
Accepted for publication August 30, 2005.
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Journal of Dental Research, Vol. 84, No. 12,
1172-1177 (2005)
DOI: 10.1177/154405910508401215

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